John Curley Authors Guest Article for The National Law Journal on the Saad v. SEC Appeal
This month, the U.S. Court of Appeals for the D.C. Circuit will hear arguments in a case that could limit the Financial Industry Regulatory Authority’s ability to ban brokers from the securities industry. In a guest article for The National Law Journal, John Curley discusses Saad v. SEC and how the court’s ruling may have potential implications far beyond the case. Read the piece here.